Froley • Revy Investment Company, Inc. - The Convertible Specialists

Froley • Revy Investment Company, Inc

August 28, 2008

PORTFOLIO MANAGEMENT TEAM

ANDREA REVY O'CONNELL, CFA, PRESIDENT & CHIEF EXECUTIVE OFFICER & INSTITUTIONAL PORTFOLIO MANAGER

RAVI MALIK, CFA, MANAGING DIRECTOR & INSTITUTIONAL PORTFOLIO MANAGER

MICHAEL REVY, MANAGING DIRECTOR, ALTERNATIVES PORTFOLIO MANAGER

TRADING TEAM

LILY YU, HEAD TRADER

ROSE PUCCIO , SENIOR TRADER

MARKETING / CLIENT SERVICES TEAM

IAN FISCHLER, MANAGING DIRECTOR

BRANDE D. WINGET, VICE PRESIDENT

WAMBUI MUNGAI, MARKETING ASSOCIATE

COMPLIANCE

ANN HOULIHAN, CHIEF COMPLIANCE OFFICER

RESEARCH TEAM

FLORIAN EITNER, CFA, RESEARCH ANALYST

JEFF STREITEL, RESEARCH ASSOCIATE

ETHAN GANZ, RESEARCH ASSOCIATE